Responsibilities
Provide compliance advisory primarily to the business banking or retail banking business, including SMEs credit products, insurance and investment products
Work with key stakeholders to ensure awareness and identification of potential impacts of regulatory changes to the existing operating model of the bank and timely implementation to ensure compliance;
Understand business needs and assist the business in developing products and services which align with applicable regulatory requirements and industry standards;
Review internal policies and procedures to ensure compliance with regulatory requirements;
Assist in liaising with regulators on compliance matters and regulatory enquiries/examination; Handle ad-hoc projects assigned by the Head of Compliance from time to time
Experience Education & Skills
Degree or above in Law, Business Administration or related disciplines
Familiar with investment/insurance products and other general banking products/services for retail banking in HK
Experience in advising digital banking is highly desirable
Experience in interacting with regulatory bodies (e.g. HKMA, IA, SFC);
Excellent written and verbal communication skills in English, Cantonese and Mandarin
Detail-oriented, analytical and has the ability to identify potential issues and solutions
Passionate to work in a dynamic environment Less experienced candidates will be considered for Manager level
Applicants who are not invited for an interview within the 8 weeks after submission of application may assume their applications unsuccessful. We may review applications received for suitability for other posts within the Company. All personal data provided will be treated in strict confidence and used strictly for recruitment-related purposes only. We shall retain the personal data of unsuccessful applicants for a period of 24 months upon receipt of such application.
